Manager, Risk & Compliance

Company: Protiviti Inc.
Location: New York, NY
Posted on: May 25, 2016

Job Description:

Position: Manager, Risk & Compliance (New York, NY)

Protiviti is a global consulting firm that helps companies solve problems

in finance, technology, operations, governance, risk and internal audit.

Through our network of more than 70 offices in over 20 countries, we have

served more than 35 percent of FORTUNE® 1000 and Global 500 companies. We

also work with smaller, growing companies, including those looking to go

public, as well as with government agencies.

Protiviti is a wholly owned subsidiary of Robert Half International Inc.

(NYSE: RHI). Founded in 1948, Robert Half International is a member of the

S&P 500 index.

Duties: Identify clients' compliance needs, understand risks, and develop

and implement project plans to reach satisfactory levels. Document and

analyze results, identify deficiencies, and develop solutions to resolve

deficiencies. Develop business proposals based on requests received from

the client taking into account client’s needs, industry trends and business

requirements through subject matter expertise. Manage project delivery for

multiple clients. Develop content for presentations to be made for R&C

group. Serve as content expert for development of training and Protiviti

standards. Discuss processes, risks, controls and industry trends with

senior management. Utilize knowledge of a client’s business and industry to

add value to client interaction.

Requirements: Master’s degree (or foreign equivalent) in Finance, Business

Administration, Accounting, or related field and three (3) years of

experience performing audit and compliance analysis for global financial

services companies; or in the alternative, a Bachelor’s degree (or foreign

equivalent) in Finance, Business Administration, Accounting, or related

field and five (5) years of experience as indicated above.

Also requires: demonstrated expertise performing audits to assess clients’

compliance, financial and AML control environments, including performing

risk assessments; performing audit planning, budgeting, staffing, and

delivering audit reports to senior management; performing reviews for

remediation efforts as a result of regulatory examinations, including OCC

consent orders, MRA and Supervisory Letter remediation, and providing

recommendations on requests from regulators; in performing AML/BSA, OFAC

and US PATRIOT ACT regulatory requirement audits including USAPA sections

352, 314, 319, 311 and 326, and 31 CFR sections 103, 500, 594-597 and

1020; testing client’s AML/BSA compliance environment, including

performing gap assessments to assess alignment with regulatory requirements

and industry best practices; analyzing technology such as financial

transaction processing software, including liaising between accounting

teams and technology teams to ensure that system implementation complies

with regulatory requirements; in performing Sarbanes-Oxley compliance

audits, including assessing adequacy of internal controls over financial

reporting, and recommending remediation action plans for deficiencies; and

performing AML Lookback investigations, including analysis of large volumes

of transactions for correspondent accounts and conducting extensive due

diligence on entities, institutions, and individuals.

Submit resume to Job Code MRC2016, Dana S. Portnoy, Protiviti, 125 High

Street, 20th Floor, Boston, MA 02110

Keywords: Protiviti Inc., New York , Manager, Risk & Compliance, Finance , New York, NY, New York