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Operational Risk Management Specialist (Financial Services)

Company: Korn Ferry
Location: New York
Posted on: January 16, 2022

Job Description:

Responsible for maintaining the risk framework for our investment management client, monitoring existing business risks and determining related controls, identifying potential risks and maintaining relevant policies.
This role will report to the Head of Operational Risk.
Key Responsibilities:

  • Develop and maintain governance, policies and processes, pertaining to the business unit's operational risk
  • Ensure standards and policies are adhered to across the business unit with deficiencies reported to senior management
  • Perform internal control reviews of all teams of the business unit; including: operations, product development and technology
  • Identified controls, risks, and gaps with business process owners, test controls and document results via a written reports
  • Developed recommendations for areas of improvement, working with management to ensure appropriate actions plans are in place and perform follow up on management's responses/implementation plans
  • Support business unit to prepare, plan and execute Risk and Control Self-Assessments (RCSAs), and ensure mitigating controls are effective
  • Support leadership in addressing internal audit and regulatory reviews - inclusive of conducting pre-audit testing and preparedness
  • Prepare business unit for initiating and completing Systems & Operations Control (SOC) reporting
  • Responsible for working with business unit stakeholders to investigate errors, event resolution and identify risk trends
  • Maintain and coordinate business continuity, and disaster recovery, policies and procedures
  • Coordinate and maintain agenda for monthly Risk Council, including facilitation of relevant follow-up
  • Experience working in risk management, audit, control or similar function
  • 3 - 5 years of relevant work experience
  • A college or university degree and/or relevant proven work experience
  • Excellent oral and written communication skills

Keywords: Korn Ferry, New York , Operational Risk Management Specialist (Financial Services), Accounting, Auditing , New York, New York

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