Senior Auditor- Investment Services
Company: Bank of New York Mellon
Location: New York
Posted on: September 19, 2023
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at
the intersection of business, finance, and technology. We are one
of the world's top asset management and banking firms that manages
trillions of dollars in assets, custody and/or administration.
Known as the "bank of banks" - 97% of the world's top banks work
with us as we lead and serve our customers into the new era of
With over 238 years of rich history and industry firsts, BNY Mellon
has been built upon our proven ability to evolve, lead, and drive
new ideas at every turn. Today, we're approximately 50,000
employees across 35 countries with a culture that empowers you to
grow, take risks, experiment and be yourself. This is what
#LifeAtBNYMellon is all about.
We're seeking a future team member for the role of Senior Auditor
to join our Investment Services team. This role is located is
available remote or hybrid if near a major strategic BNY Mellon
office, primarily Pittsburgh or NYC.
In this role, you'll make an impact in the following ways:
- Performs audit related activities and works as a team member on
- Knowledge and experience in capital markets, including fixed
income & equity, B/D compliance, swap dealer, FX trading,
securities finance, liquidity/collateral segregation services,
lending products, credit risk, market risk etc. preferred.
- Performs risk-focused fieldwork, in accordance with Internal
Audit policies, methodologies, and standards in order to identify
meaningful issues, risks and other exposures in the area of the
company being audited.
- Draws on extensive experience and/or specialist skills (e.g.
technology, advanced operational knowledge, modeling, or
experience, etc.) to plan and deliver audits.
- Specialists (modelers, IT Audit, programming, Professional
Practices, etc.) may have different specific requirements but all
roles involve management and problem solving with little day-to-day
- Applies advanced analytical problem-solving skills and leads
others in solving complex issues and identifying innovative
- In such cases, contributes technical or specialized skills sets
or business knowledge not readily available elsewhere in the
department to solve audit issues.
- Identifies inconsistencies with the control environment,
regulatory requirements and best practices and initiates the
development of a structure or solution to address the
- Identifies opportunities for the use of automation and actively
takes part in advancing recommendations for software support
- No direct reports. Demonstrates leadership through work
guidance and training of less experienced peers and through advice
to assigned clients.
- Job scope is limited to the accuracy and quality of incumbent's
- Contributes to the achievement of team goals.
- Modified based upon local regulations/requirements.
To be successful in this role, we're seeking the following:
- Bachelor's degree or equivalent combination of education and
work experience required.
- Degree in Accounting, Finance, or relevant critical thinking
specialty such as MIS, DIS preferred.
- 3-5 years of total work experience preferred.
- Prior experience in Audit or the relevant specialty area
- Additional core skill requirements include understanding of the
applied and interpretation of analytics results for Audit, critical
thinking and problem solving.
At BNY Mellon, our inclusive culture speaks for itself. Here's a
few of our awards:
- Fortune World's Most Admired Companies & Top 20 for Diversity
- Bloomberg's Gender Equality Index (GEI)
- Human Rights Campaign Foundation, 100% score Corporate Equality
- Best Places to Work for Disability Inclusion , Disability: IN -
- 100 Best Workplaces for Innovators, Fast Company
- CDP's Climate Change 'A List'
BNY Mellon offers highly competitive compensation, benefits, and
wellbeing programs rooted in a strong culture of excellence and our
pay-for-performance philosophy. We provide access to flexible
global resources and tools for your life's journey. Focus on your
health, foster your personal resilience, and reach your financial
goals as a valued member of our team, along with generous paid
leaves that can support you and your family through moments that
BNY Mellon is an Equal Employment Opportunity/Affirmative Action
Employer - Underrepresented racial and ethnic
groups/Females/Individuals with Disabilities/Protected
BNY Mellon assesses market data to ensure a competitive
compensation package for our employees. The base salary for this
position is expected to be between $54,000 and $110,000 per year at
the commencement of employment. However, base salary if hired will
be determined on an individualized basis, including as to
experience and market location, and is only part of the BNYM total
compensation package, which, depending on the position, may also
include commission earnings, discretionary bonuses, short and
long-term incentive packages, and Company-sponsored benefit
This position is at-will and the Company reserves the right to
modify base salary (as well as any other discretionary payment or
compensation) at any time, including for reasons related to
individual performance, change in geographic location, Company or
individual department/team performance, and market factors.
For over 230 years, the people of BNY Mellon have been at the
forefront of finance, expanding the financial markets while
supporting investors throughout the investment lifecycle. BNY
Mellon can act as a single point of contact for clients looking to
create, trade, hold, manage, service, distribute or restructure
investments and safeguards nearly one-fifth of the world's
financial assets. BNY Mellon remains one of the safest, most
trusted and admired companies. Every day our employees make their
mark by helping clients better manage and service their financial
assets around the world. Whether providing financial services for
institutions, corporations or individual investors, clients count
on the people of BNY Mellon across time zones and in 35 countries
and more than 100 markets. It's the collective ambition, innovative
thinking and exceptionally focused client service paired with a
commitment to doing what is right that continues to set us apart.
Make your mark: bnymellon.com/careers.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action
Employer. Minorities/Females/Individuals With
Disabilities/Protected Veterans. Our ambition is to build the best
global team - one that is representative and inclusive of the
diverse talent, clients and communities we work with and serve -
and to empower our team to do their best work. We support wellbeing
and a balanced life, and offer a range of family-friendly,
inclusive employment policies and employee forums.
Keywords: Bank of New York Mellon, New York , Senior Auditor- Investment Services, Accounting, Auditing , New York, New York
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