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U.S. Compliance Officer - Financial Services - NYC

Company: Twenty Recruitment Group - US
Location: New York
Posted on: February 15, 2019

Job Description:

Our client, a financial services firm, is looking for a compliance officer to help develop their central/core compliance program which will support all lines of business. This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations. Main Responsibilities:

  • Identify and respond to regulatory inquiries
  • Draft and implement policies and procedures
  • Training
  • Monitoring and Assurance Qualifications:
    • 5+ years of experience in compliance
    • Preferably Experience working at a regulator (SEC, CFTC, FINRA, FRB)
    • Law degree preferred If interested please respond to this advert. Regulatory Compliance Officer

      Keywords: Twenty Recruitment Group - US, New York , U.S. Compliance Officer - Financial Services - NYC, Accounting, Auditing , New York, New York

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