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Regulatory Reporting Analyst - New York, NY

Company: Merit Personnel & Consulting
Location: New York
Posted on: May 6, 2021

Job Description:

Regulatory Reporting Analyst - New York, NY September 2, 2020

  • By: mpwpadmin
  • Positions Responsibilities:
    - Taking on key role within Operations Regulatory Reporting team to ensure execution & compliance of
    Firm Regulatory Reporting obligations.
    - Working with Legal / Compliance / Business / Technology / Finance as well as outside vendor groups to
    collect, analyze specific regulatory related project requirements across multiple business lines and regions
    - Day-to-day support of new/ongoing Regulatory Reporting processes, liaising with Legal/Compliance,
    Business and Support and Control groups to ensure compliance with regulatory requirements
    - Assist in any other mandatory regulatory projects such as AIFMD, Form PF, TIC filings, etc. being
    flexible with regards to multiple deadlines and projects and adapt quickly in a fluid environment.
    - Develop and maintain policies and procedures, including the designing and documenting of process
    flows, business requirements, projects plans, etc.
    - Business intelligence analysis / data analysis
    - Own project documentation, including project plan / milestones, business requirements, process flow
    diagrams and management / project status reporting for any new initiatives / technical developments
    impacting the team Coordinate the production process and troubleshoot monthly, quarterly, and ad-hoc client reports
    --- Review data integrity of client reports
    --- Utilize multiple sources to verify transaction details, investigate timing of transaction activity,
    payment of dividends and account holdings attributes.
    o Perform some account performance reconciliation on assigned client account ranges for accounts.
    o Analyze performance return discrepancies related to account reconciliation and booking of
    account transaction activity --- Day-to-day liaising with IT, Operations, Legal, and Business Units in resolving any issues with
    client reporting
    --- Develop and maintain policies and procedures, including the designing and documenting of
    process flows across multiple functions pertaining to client reporting
    --- Knowledge of a broad spectrum of security types including Municipals, Government issues,
    Equities, Options, Derivatives and Alternative Investments
    --- Participate in end user and parallel testing modes for a variety of client reports.

Keywords: Merit Personnel & Consulting, New York , Regulatory Reporting Analyst - New York, NY, Advertising , New York, New York

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