Regulatory Reporting Analyst - New York, NY
Company: Merit Personnel & Consulting
Location: New York
Posted on: May 6, 2021
Regulatory Reporting Analyst - New York, NY September 2,
- By: mpwpadmin
- Positions Responsibilities:
- Taking on key role within Operations Regulatory Reporting team to
ensure execution & compliance of
Firm Regulatory Reporting obligations.
- Working with Legal / Compliance / Business / Technology / Finance
as well as outside vendor groups to
collect, analyze specific regulatory related project requirements
across multiple business lines and regions
- Day-to-day support of new/ongoing Regulatory Reporting processes,
liaising with Legal/Compliance,
Business and Support and Control groups to ensure compliance with
- Assist in any other mandatory regulatory projects such as AIFMD,
Form PF, TIC filings, etc. being
flexible with regards to multiple deadlines and projects and adapt
quickly in a fluid environment.
- Develop and maintain policies and procedures, including the
designing and documenting of process
flows, business requirements, projects plans, etc.
- Business intelligence analysis / data analysis
- Own project documentation, including project plan / milestones,
business requirements, process flow
diagrams and management / project status reporting for any new
initiatives / technical developments
impacting the team Coordinate the production process and
troubleshoot monthly, quarterly, and ad-hoc client reports
--- Review data integrity of client reports
--- Utilize multiple sources to verify transaction details,
investigate timing of transaction activity,
payment of dividends and account holdings attributes.
o Perform some account performance reconciliation on assigned
client account ranges for accounts.
o Analyze performance return discrepancies related to account
reconciliation and booking of
account transaction activity --- Day-to-day liaising with IT,
Operations, Legal, and Business Units in resolving any issues
--- Develop and maintain policies and procedures, including the
designing and documenting of
process flows across multiple functions pertaining to client
--- Knowledge of a broad spectrum of security types including
Municipals, Government issues,
Equities, Options, Derivatives and Alternative Investments
--- Participate in end user and parallel testing modes for a
variety of client reports.
Keywords: Merit Personnel & Consulting, New York , Regulatory Reporting Analyst - New York, NY, Advertising , New York, New York
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