Chief Operating Officer

Company: Russell Tobin
Location: New York
Posted on: May 16, 2022

Job Description:

A market leader in intel in the commodities industry is looking to hire a Chief Operating Officer (COO) focused on growth and management of various funds, compliance functions, risk management, and product/project management around its ETF. The role is hybrid and based out of the firm's Midtown Manhattan office. Compensation is competitive. Responsibilities Signatory responsibility for all regulatory filings Oversight of annual SEC filings (10-Q / 10-K) Manage risk management controls and implement any policy/procedure updates as necessary Serve as project coordinator for any significant company initiatives relating to ETF structure or operations Internal control maintenance (Sarbanes Oxley) Present to board and audit committees Qualifications 10 years of experience in financial markets Background in asset management or private funds from a regulatory/compliance standpoint Understanding of operations as it pertains to ETFs or similar products Experience with managing vendor/service provider relationships Strong financial literacy and ability to communicate with external auditors Strong leadership and organizational skills

Keywords: Russell Tobin, New York , Chief Operating Officer, Executive , New York, New York