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Associate Director, Data Scientist - Any FINRA Locations

Company: Finra
Location: New York
Posted on: June 25, 2022

Job Description:

The Associate Director, Data Scientist leads and manages advanced data analytics and modeling solutions to help Member Supervision effectively and efficiently examine, investigate and surveil Broker Dealers, registered representatives and other U.S. market participants. This role is responsible for partnering with key stakeholders across the business and technology and for leading the design and delivery of analytic solutions to maximize business outcomes. This role will also assume responsibilities for the technical mentoring and development of junior staff.Essential Job Functions:

  • Conduct research and development in areas such as the application of data science, financial engineering, financial theory and applied mathematics, as well as computation and the practice of programming
  • Lead and manage projects by working efficiently with business stakeholders, the Project Management Office, engineering teams and other data scientists
  • Supervise and mentor junior staff in best practices for model design, data pipelining, analytic tools development and software development; suggest and enforce best practices through code reviews.
  • Engage with business unit leaders to understand and collect business requirements
  • Work with Head Data Scientist to evaluate pros and cons of project approaches and the Return on Investment for project initiatives, present results to senior managementEducation & Experience Requirements:
    • Candidate must possess a degree in Engineering, mathematics, statistics, computer science, actuarial science, economics, or related technical field.
    • Advanced and/or doctorate degree preferred in financial engineering, computational or mathematical finance, computer science, statistics, or related field.
    • Strong background in machine learning, hypothesis testing, regression analysis, statistics, or probability at the graduate school level or higher, as well as experience creating predictive analytics with noisy data.
    • 2+ years experiences and knowledge in finance and compliance industry and ability to apply the optimal solution to data driven compliance analytics in the field of quantitative research and the specialized area of financial engineering, data science, or risk analytics as it relates to the securities industry.
    • Knowledge of financial engineering to analyze risky portfolios covering a wide range of financial instruments, including equities, fixed income, currencies, futures, commodities, and/or derivatives.
    • Experience in advanced statistical methods, Bayesian learning techniques, pattern recognition and outlier detection algorithms, and building predictive models using both statistical and machine learning approaches.
    • Experience in natural language processing, especially in information extraction and text classification will be a plus.
    • Experience in fast prototyping using common data scientist toolkits: Python/R, Plotly, Shiny, Spark, Presto, Tensorflow, PyTorch.
    • Strong written and verbal communication skills; must possess the ability to clearly communicate with the business about hypotheses, prototypes, solutions, and complex mathematical concepts both verbally and in presentations
    • Ability to work independently and perform multiple tasks under strict deadlines.#LI-HybridTo be considered for this position, please submit an application.The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.Please note: If the "Apply Now" button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accommodations.Employees may be eligible for a discretionary bonus in addition to base pay. FINRA also provides a variety of benefits including comprehensive health and welfare benefits, life and disability insurance, paid holidays, vacation, personal, and sick leave. FINRA offers immediate participation and vesting in a 401(k) plan with company match. You will also be eligible for participation in an additional FINRA-funded retirement contribution, our tuition reimbursement program and many other benefits. If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, consider a career with FINRA.Important InformationFINRA's Code of Conduct imposes restrictions on employees' investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code's investment and securities account restrictions, and new employees must comply with those investment restrictions-including disposing of any security issued by a company on FINRA's Prohibited Company List or obtaining a written waiver from their Executive Vice President-by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.You can read more about these restrictions here.As standard practice, employees must also execute FINRA's Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company's policy on nepotism.Search Firm RepresentativesPlease be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.FINRA is an Equal Opportunity and Affirmative Action EmployerAll qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person's relatives, friends or associates.FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans. -2020 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.

Keywords: Finra, New York , Associate Director, Data Scientist - Any FINRA Locations, Executive , New York, New York

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