Finance Regulatory Engagement Group Manager- C14
Company: Citi
Location: New York
Posted on: January 27, 2023
Job Description:
The Finance Regulatory Engagement and Oversite Office works
closely with stakeholders to drive and execute end-to-end
regulatory engagement and deliverables across Citi Finance
activities, which span global Finance groups, Finance functions,
infrastructure partners in EIO&T and business partners in ICG
and GCB.
Support Citi Finance's global regulatory agenda related to
engagement with both regulators and internal partners. Support
Finance disciplines in ensuring that regulatory requests and exams
are managed and coordinated, including defining and implementing
best practices and tracking and retaining documentation.
Regulatory Engagement and Relationship Management
Responsibilities:
- Centrally coordinate Citi Finance's global regulatory agenda to
help manage and/or support on-site or remote exam management,
ad-hoc meetings, and information requests
- Ensure standards and maintained and followed related to the
management of Citi Finance's regulatory interactions, including
exam management, regulatory meetings and requests for
information
- Work collaboratively with Finance Regulatory Engagement
leadership and key stakeholders, to ensure accurate, timely and
responses, messaging and communications to regulatory
supervisors
- Provide governance and oversight of Citi Finance's regulatory
landscape (meetings, exams, and key deliverables), to ensure
coverage and adherence to standards for regulatory
interactions
- Build relationships across Citi Finance functions to ensure
collaboration between Finance and non-Finance functions to provide
a single point of contact (SPOC) across Citi to address regulatory
actions
- Manage escalations related to regulatory related matters and/or
deliverables, and provide support to ensure proper awareness and
communication to applicable stakeholders including the Regulators
and Senior Management as applicable.
- Support key stakeholders in the writing of regulatory responses
and updates, and in coordinating regulatory responses (to ad hoc
inquiries) - ensuring comprehensiveness of response and consistency
across disciplines
- Work as part of a team to centrally manage regulatory
engagement lifecycle from entry letter to remediation and issue
closure
- Provide key information into updates and newsletters that
provide clear, concise and balanced updates to senior forums and
Citi internal governance committees, on Citi Finance's regulatory
commitments and engagements
- Coordinate across Citi Finance functions to develop cohesive
and comprehensive responses to regulatory inquiries, on a timely
basis Process and Controls
- Work with team to develop and implement best practices, and
controls to manage Citi Finance's regulatory deliverables, includes
regulatory meetings, submissions, commitments, etc.
- Identify opportunities for synergy, overlap, or ability to
leverage efforts between various regulatory commitments; and drive
process improvements (on regulatory engagements)
- Maintain and consistently update comprehensive inventory of all
supervisory issues, and provide oversight and tracking of
commitments to ensure consistent and timely resolution of
deliverables
- Provide support related to execution efforts related to
regulatory initiatives, and actively monitor change control,
actions, risks, issues, and dependencies
- Work with team to develop MIS reporting to provide meaningful
updates and highlight potential risks with regulatory deliverables,
including milestones, supervisory findings (MRAs, MRIAs), etc.
- Provide insight as applicable on the correlation of
transformation initiatives to Finance regulatory commitments, and
leverage to enhance Finance's regulatory interactions
- Drive ongoing consistency and alignment to enterprise
regulatory engagement standards, and coordinate deliverables across
Finance business functions
- Help to provide input to define enhanced processes and controls
for the entry and maintenance of all regulatory interactions into
Citi's centralized regulatory inventory (i.e. Regulatory
Engagements Tracking (RET
- Support the development of centralized resources on regulatory
engagements within Citi Finance, e.g. to provide access to
standards, templates, prior regulatory communications, meeting
minutes, etc Experience & Qualifications
- Bachelor degree in Finance, Legal, or related fields; advanced
degree is a plus.
- 5-10 years of experience in one or more of Finance, Risk, or
Management Consultant
- Proven leadership in managing documents and timely
deliverables
- Excellent verbal and written communication and interpersonal
skills, with the ability to engage with a wide variety of people
across functions / seniority
- Demonstrated knowledge and expertise in written responses to
regulators such as on MRA, MRIA, exam findings or other actions is
a plus
- Experience in driving governance and controls
- Understanding and application of project management
methodologies across delivery life cycle
- Extremely proficient in MS Excel, PowerPoint, and Word;
database knowledge is a plus
- Must take ownership and execute on deliverables.
- Team player possessing an ability to work well with others in a
fast-paced, high-energy environment, with demonstrated ability to
work effectively across business units / functions to deliver
results
- High energy, self-starter with a flexible and pragmatic
attitude and a desire to show continued progress Competencies
- Resilient, self-aware, humble, and execution focused
- Delivery focused with ability to prioritize multiple
assignments and requests, and meet tight deadlines
- Demonstrate thought leadership, innovation, good judgement and
problem-solving skills
- Adept at synthesizing large amounts of information and
providing concise messaging
- Confidence and ability to structure, summarize, present project
status as well as defend recommendations and outcomes
- Excellent relationship building and stakeholder management
skills
- Motivated, self-starting - able to initiate projects ensuring
appropriate sponsorship, governance, funding and resources are
available
- Works well under pressure and always with a professional
demeanor
- Communicate effectively across all levels of the organization,
with ability to influence and challenge key decision makers, peer
groups, internal service providers and functions outside direct
control
- Agile and flexible - able to determine and resolve project
slippage, scope changes, and prioritize deliverables to ensure
critical milestones are met continued progress
-
Job Family Group:
Finance -
Job Family:
Fin Solutions Dsgn & Implement
Time Type:
Full time
Primary Location:
New York New York United States
Primary Location Salary Range:
$164,310.00 - $246,460.00
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to
their race, color, religion, sex, sexual orientation, gender
identity, national origin, disability, or status as a protected
veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified
interested applicants to apply for career opportunities. If you are
a person with a disability and need a reasonable accommodation to
use our search tools and/or apply for a career opportunity review
Accessibility at Citi .
View the " EEO is the Law " poster. View the EEO is the Law
Supplement .
View the EEO Policy Statement .
View the Pay Transparency Posting
-
Effective November 1, 2021, Citi requires that all successful
applicants for positions located in the United States or Puerto
Rico be fully vaccinated against COVID-19 as a condition of
employment and provide proof of such vaccination prior to
commencement of employment.
Keywords: Citi, New York , Finance Regulatory Engagement Group Manager- C14, Executive , New York, New York
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