New Accounts Manager-Client Services
Company: Phaxis LLC
Location: New York
Posted on: March 20, 2023
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Job Description:
Basic Function
Oversees all phases of the client onboarding processes for Client.
Works with branch and department colleagues on all aspects of the
client on-boarding process and with other client service teams on
requests that encompass multiple departments and help clarify
certain client inquiries and achieve desired results. Collaborates
with Portfolio Management teams to advise on best method to process
requests for new or existing accounts or best way to transfer
assets into the firm. Reports to management on processes and
procedures and high-level issues. Resolves inquiries, escalations,
enhances due diligence issues and audit requests in collaboration
with compliance and audit teams.
Responsibilities
Analyze internal and external compliance and audit findings;
compile data and/or supporting documentation and coordinate
responses to satisfy audit requests.
Review the proper establishment and set up of all new accounts
coming in through each one of the legacy platforms.
Supervise and lead a team of analysts across all aspects of
performance management, employee morale, HR issues, colleague
development, schedules, planning, time-management, and
training.
Review and analyze current processes and procedures to ensure we
are meeting CDD, KYC, BSA and AML regulations. Establish new
processes and procedures as situations arise, or to improve and
streamline to stay ahead of the curve and be able to handle
additional workload.
Job Skills and Knowledge
Keywords: Phaxis LLC, New York , New Accounts Manager-Client Services, Executive , New York, New York
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