New Accounts Manager-Client Services
Company: Phaxis LLC
Location: New York
Posted on: March 20, 2023
Oversees all phases of the client onboarding processes for Client. Works with branch and department colleagues on all aspects of the client on-boarding process and with other client service teams on requests that encompass multiple departments and help clarify certain client inquiries and achieve desired results. Collaborates with Portfolio Management teams to advise on best method to process requests for new or existing accounts or best way to transfer assets into the firm. Reports to management on processes and procedures and high-level issues. Resolves inquiries, escalations, enhances due diligence issues and audit requests in collaboration with compliance and audit teams.
Analyze internal and external compliance and audit findings; compile data and/or supporting documentation and coordinate responses to satisfy audit requests.
Review the proper establishment and set up of all new accounts coming in through each one of the legacy platforms.
Supervise and lead a team of analysts across all aspects of performance management, employee morale, HR issues, colleague development, schedules, planning, time-management, and training.
Review and analyze current processes and procedures to ensure we are meeting CDD, KYC, BSA and AML regulations. Establish new processes and procedures as situations arise, or to improve and streamline to stay ahead of the curve and be able to handle additional workload.
Job Skills and Knowledge
Keywords: Phaxis LLC, New York , New Accounts Manager-Client Services, Executive , New York, New York
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