VP - Compliance Controls Officer

Company: Madison-Davis, LLC
Location: New York
Posted on: March 20, 2023

Job Description:

Office Status: Hybrid (3 days per week in office)
Salary: $130,000 - $170,000
Responsibilities:

• 
  
• Attending weekly Testing Working Group meetings and coordinating materials for the meetings.
  
• Supporting the Head of CUSO Compliance Controls Testing with the implementation and sustainability of a consistent US Compliance Controls Testing Program, related to all aspects of documentation, Policies and Procedures, across CUSO.
  
• Support the development and maintenance of the Annual Compliance Controls Test Plan for CUSO.
  
• Completing CUSO Compliance Controls Testing Assignments related to the completion of timely reviews related to; US Entity Quality Assurance over testing work papers and associated materials, as well as CUSO-specific Compliance Controls in line with the associated CUSO Compliance Controls Testing Policy and Procedures.
  
• Support the development and maintenance of an internal control inventory in support of the CUSO Internal Control Framework/Policy.
  
• Understanding of US bank regulations, and ideally, experience in dealing with institutional investment banking and asset management organization.
  
• Understanding of related regulations and strong organizational and communication skills.
  

Keywords: Madison-Davis, LLC, New York , VP - Compliance Controls Officer, Executive , New York, New York