VP Compliance Assurance

Company: Barclays
Location: New York
Posted on: March 20, 2023

Job Description:

VP Compliance Assurance New York, New York - As a Barclays Vice President Compliance Assurance this is an exciting opportunity where you will be a key in our compliance arena in achieving its mission, purpose, and goals by providing an assurance capability to meet the demands of a world class Compliance function. The Assurance professional will be responsible for managing and executing assurance reviews and/or issue validation to assess and report on Conduct and/or Reputational Risk Management, behaviours, and attitudes. - Salary / Rate Minimum: $145,000 Salary / Rate Maximum: $186,000 The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available. Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity. Working Flexibly We're committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognizes and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers' and clients' needs. Whether you have family commitments or you're a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life. If you would like some flexibility, then please discuss this with the hiring manager, and your request will be reviewed subject to business needs. We are currently in the early stages of implementing a hybrid working environment, which means that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in. We're flexible on how this works and it may continue to change and evolve. Depending on your team, typically this means that colleagues spend a minimum of between 20% to 60% of their time in the office, which could be over a week, a month or a quarter. However, some colleagues may choose to spend more time in the office over a typical period than their role type requires. We also have a flexible working process where, subject to business needs, all colleagues globally are able to request work patterns to reflect their personal circumstances. Please discuss the detail of the working pattern options for the role with the hiring manager. What will you be doing? --- - - -Designing and delivering reviews that provide strong insight and value by identifying risks and issues, or examples of good practice --- - - -Articulating root causes, outcomes, and consequences to support corrective actions or the further embedding of robust controls and processes at a fundamental level --- - - -Adopting Data Analytics to use logic and analytical skills in reviews while providing assurance and identifying issue --- - - -Handling reviews to ensure you and your review team adhere to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting) --- - - -Monitoring and validation of issues and actions. Being fully accountable for working papers being completed timely and accurately, with clear and concise findings --- - - -Managing assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed ideas --- - - -Preparing robust action plans designed to materially and sustainably mitigate the risks identified in the issue --- - - -Keeping up to date on business developments, regulatory change, internal policies, and Compliance objectives so that Compliance Assurance work remains relevant What we're looking for: --- - - -Investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls --- - - -Experience and understanding with discussing contentious observations with management and recommending necessary actions --- - - -Excellent Honest Report Writing skills --- - - -Analytical skills/mind with ability to deliver high quality work in a timely and structured manner Skills that will help you in the role: --- - - -Understanding or prior experience of working with an Automated Assurance team to increase the use of data testing and data analytics within reviews --- - - -Professional qualification in Compliance or Conduct Assurance / Financial Crime management role --- - - -Technical compliance understanding and the application of FCA or comparable rules and guidance in relation to relevant Barclays' Businesses --- - - -Ability to manage multiple tasks across a variety of business areas and topics while delivering reviews according to plan in a timely and complete fashion Where will you be working? You will be working at our Americas Headquarters at 745 Seventh Avenue. This 37-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria, fitness center and state-of-the-art LED signage on the facade of the building. #LI-Hybrid #LI-ES2021

Keywords: Barclays, New York , VP Compliance Assurance, Executive , New York, New York