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Bank Regulatory Testing Officer VP

Company: Madison-Davis, LLC
Location: New York
Posted on: May 28, 2023

Job Description:

Office Status: Hybrid (3 days per week in office)
Salary: $130,000 - $170,000

  • Attending weekly Testing Working Group meetings and coordinating materials for the meetings
  • Supporting the Head of CUSO Compliance Controls Testing (and the Entity Compliance Controls Testing Heads, Officers and Associates) with the implementation and sustainability of a consistent US Compliance Controls Testing Program, related to all aspects of documentation, Policies and Procedures, across CUSO.
  • Support the development and maintenance of the Annual Compliance Controls Test Plan for CUSO.
  • Completing CUSO Compliance Controls Testing Assignments related to the completion of timely reviews related to: 1) US Entity Quality Assurance over testing work papers and associated materials; and 2) CUSO-specific Compliance Controls in line with the associated CUSO Compliance Controls Testing Policy and Procedures.
  • Supporting the development and maintenance of an internal control inventory in support of the CUSO Internal Control Framework/Policy.
  • Compiling and producing associated management reporting for Compliance Controls Testing.

Keywords: Madison-Davis, LLC, New York , Bank Regulatory Testing Officer VP, Executive , New York, New York

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