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Chief Compliance Officer

Company: Confidential
Location: New York
Posted on: November 18, 2023

Job Description:

The Chief Compliance Officer will be responsible for managing the regulatory compliance and oversight program, interacting with FINRA and SEC staff on key issues impacting the firm, and implementing best practices concerning industry regulation standards.

Keywords: Confidential, New York , Chief Compliance Officer, Executive , New York, New York

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