NewYorkRecruiter
the smart solution for New York jobs

Wealth Management Auditor

Company: AgreeYa Solutions
Location: New York
Posted on: January 15, 2019

Job Description:

Please reach out to me at / if you are available and interested. The position is open on CONTRACT as well as FULL TIME. Need of a Wealth Management Auditor to service its clients in Wealth Management Audit space. Must have direct Internal Audit experience in Wealth Management covering products, solid auditing skills (including documentation) and project mgmt. Skills

  • The candidate must have exposure to Wealth Management products and regulations.
  • Candidates should also have auditing experience broadly in Financial Advisor conduct; sales practices and client suitability; advisory products and program strategy; in wealth management space.
  • Exposure to audit digital platforms; access/entitlements management; data quality and protection; and vendor management areas are a plus. Responsibilities:
    • Identify and assess complex finance risks and controls and relate them to the wider business environment
    • Analyze and evaluate client's Wealth Management business, products and services
    • Accompany client's Internal Audit team for audit meetings, and will perform and document walkthroughs, draft narratives, identify controls and perform testing
    • Assist with closure verification of audit action plans, as well as regulatory MRAs
    • Ability to develop excellent client and internal relationships
    • Ability to deliver high quality work within tight timescales and to budget
    • Team player but also able to drive individual level engagements and initiatives
    • Strong auditing skills (including documentation) and Project Management skills are necessary.
    • Ability to lead and supervise 1-2 team members on Internal Auditing projects is a plus. Qualifications:
      • CA/ CPA/ MBA/ Finance/ Accounting major with 8 - 10 years of related work experience in Finance/ Product Control within the Banking and Financial Services industry
      • Ability to develop excellent client and internal relationships
      • Ability to deliver high quality work within tight timescales and to budget
      • Team player but also able to drive individual level engagements and initiatives - provided by Dice Internal Auditor, Wealth Management, Wealth Management Internal Auditor

        Keywords: AgreeYa Solutions, New York , Wealth Management Auditor, Executive , New York, New York

        Click here to apply!

        Didn't find what you're looking for? Search again!

        I'm looking for
        in category
        within


Other Executive Jobs


Director - PIN Data & Analytics Consulting
Description: You will work directly with clients in our recurring engagements to optimize multi-billion dollar budgets, specifically in the areas of demand planning, market sizing, pricing and profitability, and promotion/incentives (more...)
Company: J.D. Power
Location: Jersey City
Posted on: 01/19/2019

Medical Director (part-time) Remote
Description: Medical Director part-time Remote br Healthcare Quality Strategies, Inc. HQSI was founded in 1982, with the mission of accelerating healthcare quality improvement. Headquartered in East Brunswick, (more...)
Company: Healthcare Quality Strategies, Inc. (HQSI)
Location: East Brunswick
Posted on: 01/19/2019

UCHC Manager Clinical Services
Description: Rutgers University Correctional Healthcare is seeking a Manager, Clinical Services located in Trenton, NJ. Under supervision of the Director, the
Company: Rutgers University
Location: New Brunswick
Posted on: 01/19/2019


Senior Manager - R&D Engineering
Description: Major Medical Device Provider and Leader in its field for over 70 years seeks a highly motivated and determined candidate to lead its R D Engineering team. This is a great opportunity to leverage your (more...)
Company: Job Juncture
Location: White Plains
Posted on: 01/19/2019

Associate Director Facilities Services Category Lead - Global Procurement
Description: The Facilities Services Category Lead Associate Director - AD will partner with Facilities Services Group, Workplace Services, Regional Facilities Leads, Site Facilities Leads and Site Procurement (more...)
Company: Bristol Myers Squibb
Location: New Brunswick
Posted on: 01/19/2019

Chief Executive Officer/Chief Operating Officer
Description: Chief Executive Officer/Chief Operating Officer Summary:Reporting to the Board of Directors BOD , the Chief ExecutiveOfficer/ChiefOperating Officer CEO/COO will have overall strategic and operational (more...)
Company: OAA Orthopaedic Specialists
Location: Allentown
Posted on: 01/19/2019

Local Medical Director - Population Health
Description: The Local Medical Director for Hudson County will maintain a responsibility for Jersey City, Hoboken, Bayonne, Union City, North Bergen, West New York, Secaucus, Weehawken, Kearny, Harrison, Guttenberg (more...)
Company: RWJBarnabas Health
Location: Jersey City
Posted on: 01/19/2019

Director, Nurse Navigation
Description: The Director, Nurse Navigator Program is a registered professional nurse with oncology-specific
Company: Medical Group Management
Location: New Brunswick
Posted on: 01/19/2019

VP Private Wealth Partners
Description: DLP Capital Advisors is a private investment group designed to produce consistent, high-yield returns while providing liquidity and a No Losses Ever driving focus behind our investment decisions. We (more...)
Company: Dream Live Prosper LLC
Location: Bethlehem
Posted on: 01/19/2019

Sales and Operations Management Trainee
Description: Position Summary: Take charge. Think fast. Move forward. As a Sales and Operations Management Trainee in our fast-paced environment, you will use your hard-earned degree to run a business and quickly (more...)
Company: PENSKE TRUCK LEASING
Location: Allentown
Posted on: 01/19/2019

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New York RSS job feeds