NewYorkRecruiter Since 2001
the smart solution for New York jobs

Senior Paralegal / Fund Paralegal

Company: Tandym Group
Location: New York
Posted on: May 28, 2023

Job Description:

A financial services firm located in New York City is actively seeking a self-motivated and hardworking professional to join their staff as their new Senior Paralegal / Fund Paralegal. In this role, the Senior Paralegal / Fund Paralegal will provide support to attorneys and business personnel who advise and support the firm's registered funds (open-end, closed-end and sub-advised funds).

Responsibilities

The -Senior Paralegal / Fund Paralegal will:


  • Support 1940 Act attorneys with maintaining, updating, and organizing registered fund registration documents and all exhibits, including routine contracts
  • Help prepare, obtain, assemble, and disseminate Board materials
  • Support attorneys and compliance personnel in tracking new laws, regulations and industry developments
  • Research, retrieve, and organize fund and adviser records
  • Work with marketing department and vendors to distribute fund prospectuses, proxy statements and prospectus supplements
  • Prepare and file forms under Section 16 of the Exchange Act
  • Prepare and file corporate governance forms and correspondence with the New York Stock Exchange
  • Coordinate with sub-advised clients and provide information for their fund filings
  • Work closely with and assist other members of the legal/compliance team

    Qualifications


    • Undergraduate degree
    • 2-4 years of paralegal experience
    • Proficiency with computer platforms and applications
    • Strong analytical, project management, and leadership skills
    • Ability to interact with personnel from all levels of the organization
    • Comfortable working independently and as part of a team

      Desired skills


      • Knowledge of Investment Company Act of 1940

        Desired skills

Keywords: Tandym Group, New York , Senior Paralegal / Fund Paralegal, Legal , New York, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New York RSS job feeds