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Senior Paralegal / Fund Paralegal

Company: Tandym Group
Location: New York
Posted on: May 28, 2023

Job Description:

A financial services firm located in New York City is actively seeking a self-motivated and hardworking professional to join their staff as their new Senior Paralegal / Fund Paralegal. In this role, the Senior Paralegal / Fund Paralegal will provide support to attorneys and business personnel who advise and support the firm's registered funds (open-end, closed-end and sub-advised funds).


The -Senior Paralegal / Fund Paralegal will:

  • Support 1940 Act attorneys with maintaining, updating, and organizing registered fund registration documents and all exhibits, including routine contracts
  • Help prepare, obtain, assemble, and disseminate Board materials
  • Support attorneys and compliance personnel in tracking new laws, regulations and industry developments
  • Research, retrieve, and organize fund and adviser records
  • Work with marketing department and vendors to distribute fund prospectuses, proxy statements and prospectus supplements
  • Prepare and file forms under Section 16 of the Exchange Act
  • Prepare and file corporate governance forms and correspondence with the New York Stock Exchange
  • Coordinate with sub-advised clients and provide information for their fund filings
  • Work closely with and assist other members of the legal/compliance team


    • Undergraduate degree
    • 2-4 years of paralegal experience
    • Proficiency with computer platforms and applications
    • Strong analytical, project management, and leadership skills
    • Ability to interact with personnel from all levels of the organization
    • Comfortable working independently and as part of a team

      Desired skills

      • Knowledge of Investment Company Act of 1940

        Desired skills

Keywords: Tandym Group, New York , Senior Paralegal / Fund Paralegal, Legal , New York, New York

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