NewYorkRecruiter Since 2001
the smart solution for New York jobs

Registered Client Associate - Wealth Brokerage Services

Company: Wells Fargo Bank
Location: Summit
Posted on: February 16, 2020

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.Assists financial consultants and financial advisors by providing sales and servicing support. Duties may include: opening accounts and processing paperwork; working with internal departments and/or directly with the client in solving service/operational issues, answering or providing information regarding procedural/sales questions, and processing client service requests (address changes, statement copies, etc.); processing the movement of funds and equities; scheduling appointments for new and existing clients; monitoring and tracking referrals and sales results; maintaining compliance files; issuing sales/marketing information to clients; preparing sales packages; ordering supplies; maintaining file system for prospective and existing clients; reviewing paperwork for completeness and forwarding to management for review. May act as a back-up in taking and executing unsolicited investment orders directly from clients and/or via toll-free number.

Required Qualifications

  • Successfully completed FINRA Series 7 and 63 or 7 and 66 exams to qualify for immediate registration (or FINRA recognized equivalents)

    Desired Qualifications
    • Client service focus with the ability to respond to requests in a timely manner
    • Strong analytical skills with high attention to detail and accuracy
    • Strong organizational, multi tasking, and prioritizing skills
    • Good verbal, written, and interpersonal communication skills
    • Strong administrative skills
    • Life & Health Insurance licenses
    • FINRA registration including Series 65 (or FINRA recognized equivalents)
    • FINRA registration including Series 66 (or FINRA recognized equivalents)

      Job Expectations
      • Designated insurance license requirements must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. Compliance with state law requirements is required.
      • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
      • For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

        Salary Information
        The salary range displayed below is based on a Full-time 40 hour a week schedule.

        NJ-Summit: Min: $45,200 Mid: $61,900


        Street Address
        NJ-Summit: 190 River Rd - Summit, NJ


        Disclaimer

        All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.
        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, New York , Registered Client Associate - Wealth Brokerage Services, Other , Summit, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


RN- Home Visitor/Nurse Family Partnership, Spanish
Description: OverviewLooking for a registered nurse to provide high quality nursing care to meet the needs of the patient and manages x2F coordinates the delivery of cost effective multidisciplinary health care services (more...)
Company: VNSNY
Location: White Plains
Posted on: 02/28/2020

Senior Full-Stack Software Engineer
Description: Join Hired and find your dream job as a Senior Full Stack Software Engineer at one of 10,000 companies looking for candidates just like you. Companies on Hired apply to you, not the other way around. (more...)
Company: Hired
Location: New Brunswick
Posted on: 02/28/2020

Senior Full-Stack Software Engineer
Description: Join Hired and find your dream job as a Senior Full Stack Software Engineer at one of 10,000 companies looking for candidates just like you. Companies on Hired apply to you, not the other way around. (more...)
Company: Hired
Location: Hicksville
Posted on: 02/28/2020


Supplement Your Warehouse Income - Grocery Shopper
Description: Shipt is a membership-based marketplace that helps people get the things they need, like fresh produce and household essentials, from stores they trust. Help people save time and have fun while you're (more...)
Company: Shipt
Location: West Babylon
Posted on: 02/28/2020

Senior Full-Stack Software Engineer
Description: Join Hired and find your dream job as a Senior Full Stack Software Engineer at one of 10,000 companies looking for candidates just like you. Companies on Hired apply to you, not the other way around. (more...)
Company: Hired
Location: White Plains
Posted on: 02/28/2020

DevOps/SRE
Description: Join Hired and find your dream job as a DevOps Engineer/SRE at one of 10,000 companies looking for candidates just like you.Companies on Hired apply to you, not the other way around. You--------ll receive (more...)
Company: Hired
Location: Hicksville
Posted on: 02/28/2020

Registered Nurse, Hospice Home Care, Queens
Description: OverviewProvides high quality nursing care to meet the needs of the patient and manages x2F coordinates the delivery of cost effective multidisciplinary health care services for a caseload
Company: VNSNY
Location: Levittown
Posted on: 02/28/2020

Senior Full-Stack Software Engineer
Description: Join Hired and find your dream job as a Senior Full Stack Software Engineer at one of 10,000 companies looking for candidates just like you. Companies on Hired apply to you, not the other way around. (more...)
Company: Hired
Location: West Babylon
Posted on: 02/28/2020

Entry Level Sales/Marketing Representative
Description: Hicksville, New York, United States - Field Marketing WHO ARE WE As the 1 Kitchen Remodeling Company Nationwide and the largest in the Northeast, Kitchen Magic is committed to our close-knit culture (more...)
Company: Kitchen Magic
Location: Hicksville
Posted on: 02/28/2020

Credit Analytics Specialist
Description: SquarePeg is working with a consumer financial services company to help them find their ideal AVP of Credit Analytics. Here is their description:Role Summary/Purpose:This role will manage elements of (more...)
Company: SquarePeg
Location: White Plains
Posted on: 02/28/2020

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New York RSS job feeds