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FCM Customer Protection Specialist

Company: Bank of America
Location: New York
Posted on: November 23, 2021

Job Description:

Job Description:Role is member of the Americas Client Asset Control Group (CACG), a Global Market Operations team who provides front-to-back oversight of the Firm's customer asset protection regulatory requirements, specifically SEC 15c3-3 and CFTC Customer Protection Rules. CACG is a global team with approximately 60 associates globally, around 25 of which are focused on U.S. Customer Protection requirements.This role is specifically focused on CFTC FCM Customer Protection Requirements, and includes;--- Managing the completion of daily customer protection computations and associated regulatory reporting processes--- Engagement in the oversight and governance of front-to-back FCM customer protection related processes and controls--- Regular interaction with regulators both on ad-hoc queries and periodic reviews--- Working in partnership with other Operations teams, business lines, and support partners to review and improve processesA successful candidate needs to have the following skills;--- Minimum for 5 years of experience in FCM Customer Protection or related processes--- Excellent organizational and communication skills, close attention to detail and experience interacting with senior management--- A strong risk management mind set and ability to influence others at all levels of a large organization and proven track record of high attention to detail and ability to drive continuous improvements--- Ability to work with stakeholders and technology partners to drive or facilitate changes to controls and processes that impact the Firm's regulatory environment--- A good working knowledge of futures and options products and processes, as well as the associated control environmentJob Band:H5Shift: 1st shift (United States of America)Hours Per Week:40Weekly Schedule:Referral Bonus Amount:0 --> Job Description:Role is member of the Americas Client Asset Control Group (CACG), a Global Market Operations team who provides front-to-back oversight of the Firm's customer asset protection regulatory requirements, specifically SEC 15c3-3 and CFTC Customer Protection Rules. CACG is a global team with approximately 60 associates globally, around 25 of which are focused on U.S. Customer Protection requirements.This role is specifically focused on CFTC FCM Customer Protection Requirements, and includes;--- Managing the completion of daily customer protection computations and associated regulatory reporting processes--- Engagement in the oversight and governance of front-to-back FCM customer protection related processes and controls--- Regular interaction with regulators both on ad-hoc queries and periodic reviews--- Working in partnership with other Operations teams, business lines, and support partners to review and improve processesA successful candidate needs to have the following skills;--- Minimum for 5 years of experience in FCM Customer Protection or related processes--- Excellent organizational and communication skills, close attention to detail and experience interacting with senior management--- A strong risk management mind set and ability to influence others at all levels of a large organization and proven track record of high attention to detail and ability to drive continuous improvements--- Ability to work with stakeholders and technology partners to drive or facilitate changes to controls and processes that impact the Firm's regulatory environment--- A good working knowledge of futures and options products and processes, as well as the associated control environmentJob Band:H5Shift: 1st shift (United States of America)Hours Per Week:40Weekly Schedule:Referral Bonus Amount:0 Job Description: Role is member of the Americas Client Asset Control Group (CACG), a Global Market Operations team who provides front-to-back oversight of the Firm's customer asset protection regulatory requirements, specifically SEC 15c3-3 and CFTC Customer Protection Rules. CACG is a global team with approximately 60 associates globally, around 25 of which are focused on U.S. Customer Protection requirements.This role is specifically focused on CFTC FCM Customer Protection Requirements, and includes;--- Managing the completion of daily customer protection computations and associated regulatory reporting processes--- Engagement in the oversight and governance of front-to-back FCM customer protection related processes and controls--- Regular interaction with regulators both on ad-hoc queries and periodic reviews--- Working in partnership with other Operations teams, business lines, and support partners to review and improve processesA successful candidate needs to have the following skills;--- Minimum for 5 years of experience in FCM Customer Protection or related processes--- Excellent organizational and communication skills, close attention to detail and experience interacting with senior management--- A strong risk management mind set and ability to influence others at all levels of a large organization and proven track record of high attention to detail and ability to drive continuous improvements--- Ability to work with stakeholders and technology partners to drive or facilitate changes to controls and processes that impact the Firm's regulatory environment--- A good working knowledge of futures and options products and processes, as well as the associated control environment Shift:1st shift (United States of America) Hours Per Week: 40

Keywords: Bank of America, New York , FCM Customer Protection Specialist, Other , New York, New York

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