Associate, Compliance Advisory
Company: Genesis
Location: New York
Posted on: June 25, 2022
Job Description:
About GenesisGenesis is a global leader in institutional digital
asset markets. We provide a single point of access for digital
asset trading, derivatives, borrowing, lending, custody and prime
brokerage services.Genesis facilitates billions in trades, loans
and transactions on a monthly basis. We have a proven track record
driving results for some of the largest digital asset-focused hedge
funds, quant funds, family offices, VC's, market makers and
exchanges.Join Our TeamGenesis is expanding to solve some of the
toughest challenges in digital asset financial markets.About This
Role - Associate, Compliance AdvisoryWe are currently seeking a
motivated and enthusiastic Compliance Advisory Associate who will
report to the Compliance Chief of Staff. The Compliance Associate
is responsible be for supervising the business to ensure compliance
with regulations and firm policies as well as assist with the
implementation of new regulations and new systems /
processesResponsibilities
- Assume responsibility for the advice and guidance to business
on relevant regulatory obligations and requirements both
proactively and in response to queries
- Develop strong working relationships with business line
leadership
- Develop, maintain, and monitor a dashboard of key compliance
metrics, based on key compliance risks, for each business line and
make weekly reporting of metrics to business line heads, the Chief
of Staff, and CCO. Report metrics to other departments within the
organization as needed
- Maintain all business line compliance policies, and procedures,
including documentation alignment, amendments, control
re-writes/reviews, etc.
- Provide input into the Compliance Risk Assessment (CRA) and
Independent Testing Programs
- Monitor and advance CRA RAU Corrective Action Plans
- Track and monitor regulatory developments and changes and
update compliance policies and procedures as necessary
- Conduct in-person/live trainings with business line staff and
Compliance colleagues related to regulatory updates, new products,
compliance key risks, compliance policies and procedures (specific
to the business lines), etc.
- Perform compliance monitoring and surveillance activities
relating to GGC & GGCI including the monitoring of high-risk
counterparties
- Work closely with the AML/KYC Team and provide input into
AML/KYC processes
- Work with Compliance staff in other jurisdictions to ensure
compatibility and cohesion with firmwide policies and
procedures
- Work closely with other members of the Compliance Team to
provide back up coverage for other business lines as required
- Co-ordinate and manage any ad-hoc projects that
ariseRequirements
- Bachelor's degree in Law/Accounting/Finance or related
discipline. Advanced degree preferred
- At least 3-5 years experience in Compliance, preferably in a
FINRA member firm or SEC regulated organization
- Quick learner who can adapt well to a fluid regulatory and
business environment.
- Excellent written and oral communication skills including
conflict management skills, and experience interacting with
business side and senior management
- AML Certification (ACAMS) or other AML / Compliance
certification preferred
- FINRA Series 7 required or must be obtained within six months
of hireBenefits
- 100% Premium Coverage for Medical, Dental, & Vision for you and
your dependents
- Flexible Spending Accounts, Health Savings Accounts, Tax-Free
Transit benefits, & other supplemental benefits available
- Flexible time off
- Generous Parental LeaveWhy GenesisGenesis is dedicated to
creating best-in-class infrastructure for institutional investors,
developing advanced products that lower barriers, increase
profitability and broaden access. Our team has decades of
experience at top Wall Street investment banks and Silicon Valley
technology firms, and includes leading experts in blockchain,
distributed computing, cryptography and cybersecurity.Digital Asset
EcosystemGenesis operates at the heart of the digital asset
ecosystem:--' We are a subsidiary of Digital Currency Group (DCG),
the largest investor in the bitcoin and blockchain space.--' We
have an unparalleled global network at the intersection of data,
finance and technology.Accelerating MomentumOur addressable market
is expanding rapidly as new institutional investors enter the
space. Recent results include:--' 300%+ Y/Y trading volume
growth--' 400%+ Y/Y loan origination growth--' 300%+ Y/Y active
loan growth--' 150%+ Q/Q derivatives transaction growthDiversity
And InclusionGenesis invests in creating a welcoming environment
where everyone can feel supported and connected at work.--' We help
employees develop a deep understanding of the problems we're trying
to solve.--' We thrive on ideas driven by a broad range of
perspectives.--' We believe diverse teams lead to better products
and bigger outcomes.Please review our Privacy Polices for CCPA and
GDPR hereGenesis is an equal opportunity employer. We do not
discriminate on the basis of race, religion, color, national
origin, gender, sexual orientation, age, marital status, veteran
status, or disability status.
Keywords: Genesis, New York , Associate, Compliance Advisory, Other , New York, New York
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