Control Escalations
Company: RMS Computer Corp.
Location: New York
Posted on: March 20, 2023
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Job Description:
Our client, a leading global financial services company, has
approximately 200 million customer accounts and does business in
more than 140 countries. They provide consumers, corporations,
governments and institutions with financial products and services,
including consumer banking and credit, corporate and investment
banking, securities brokerage, transaction services, and wealth
management.
Project Name: Enterprise Escalation
Seeking candidates with background/experience in the follow areas;
Escalations, Issue Management, Root Cause Analysis, Lessons
Learned, Project Management, Policy Governance, and prior Consent
Order experience. Prior Major Global Bank or consulting experience
a bonus.
Responsibilities:
--- Work with stakeholders across the institution to ensure the
escalation framework is understood and its policies and processes
are appropriately documented
--- Organize and lead enterprise-wide escalation related working
groups for co-ordination and implementation of the Escalation
Policy and Standard
--- Support determination of whether an escalation event requires
further escalation and potentially the activation of the
Significant Events Playbook
--- Support the development of a firm-wide escalation tool and its
adoption across all relevant businesses/functions to support
monitoring, transparency, and aggregation
--- Development of reporting related to thematic analysis of
escalation events to identify trends and root causes for the
identification of risks
--- Support firm-wide efforts to create a culture of escalation,
including accountability measures, incentives, training, and
communications to emphasize the importance of timely, proactive,
and diligent escalations
--- Conduct enterprise-wide escalations related controls and
monitoring to identify root cause and determine whether remediation
of events was sufficiently comprehensive
--- Support the Controls Escalation Management Lead to develop and
maintain a Target Operating Model for the enterprise-wide
Escalations Program
--- Co-ordinate updates/revision to the Escalation Policy and
Escalation Standard
--- Manage Consent Order milestone and deliverable requirement and
timelines
Qualifications & skills:
--- Experienced Risk and Control practitioner with audit
experience.
--- Excellent oral and written communications skills.
--- Ability to initiate change to business practices by working
effectively.
--- Self-starting with the ability to multitask and prioritize.
--- Ability to work in a team environment, listen and work well
with others.
--- Client-focused and open to different ideas/viewpoints.
--- Capable of prioritizing and multi-tasking in a dynamic, fast
paced environment.
--- Demonstrated analytical skills with follow-up and
problem-solving capability; lateral thinking.
--- Process mapping of multi stream work-flows
Education:
--- Bachelor's/University degree or equivalent experience,
potentially Master's degree
168323
Please see our complete list of jobs at:
www.rmscorp.com
Keywords: RMS Computer Corp., New York , Control Escalations, Other , New York, New York
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