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Compliance Risk

Company: RMS Computer Corporation
Location: New York
Posted on: May 28, 2023

Job Description:

Our client, a leading global financial services company, has approximately 200 million customer accounts and does business in more than 140 countries. They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.What will the resources be doing on a day-to-day basis: Swap Dealer and Future Commission Merchant (FCM) policies and procedures; Swap training content development and completion monitoring; support for Swap Dealer Regulatory Exams requests and meetings, support for drafting of Swap Dealer and FCM compliance governance reports and Annual Compliance Reports support for Volcker Rule training content development and completion monitoring; executing certain regulatory change management program responsibilities for swap dealers, broker-dealers and Client.Role relates to compliance program for regulated entities (Swap Dealers, Futures commission merchants).Requirements:US Regulatory SME.Must have US Regulatory experience and Derivatives from the broker dealer side.Large US banking experience (derivatives/ swaps).US Regulatory SME.Strong documentation skills, communication skills.Bachelor's degree. 169206Please see our complete list of jobs at:www.rmscorp.comPDN-99192b4e-6496-4d90-b336-3ba54162872e

Keywords: RMS Computer Corporation, New York , Compliance Risk, Other , New York, New York

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