NewYorkRecruiter Since 2001
the smart solution for New York jobs

Private Transactions Conflicts Officer

Company: jcw llc
Location: New York
Posted on: May 28, 2023

Job Description:

  • Posted: 04/05/2023
  • Salary: .
  • Location: Manhattan, New York, United States
  • Job Type: Permanent/Fixed Term This position is with a leading Investment firm and is on a hybrid schedule in their Santa Monica office.
    This is an opportunity where you will be in a leading role in monitoring private clients and their investments to ensure the organization isn't having conflicts. Candidates must be a qualified attorney and have experience working at a law firm with a strong background in conflicts of interest.
    Role Responsibilities:
    • Monitoring private clients and their investments to ensure organizations isn't having conflicts.
    • Effectively review private transactions and maintain the conflicts of interest review process for the firm.
    • Analyze transactions for regulator risk as needed. Requirements:
      • JD Qualified.
      • 4+ years of experience working as an Conflicts attorney at a Law firm.
      • Strong analyzing transactions for regulatory risk and ensuring private clients and their investments don't have conflicts of interest.
      • Experience with the Investment Advisor Act of 1940.

Keywords: jcw llc, New York , Private Transactions Conflicts Officer, Other , New York, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New York RSS job feeds