Senior KYC Analyst
Company: Soci--t-- G--n--rale
Location: New York
Posted on: May 16, 2022
Job Description:
Responsibilities
- Maintain a working knowledge of AML and OFAC regulations and SG
policies and procedures
- Maintain strong working relationship with the business
lines
- Maintain strong working relationship with AML Compliance
- Apply the SGUS Know Your Customer Procedures to assigned
accounts
- Conduct IDD / CDD / EDD (including screening) on assigned
clients
- Ensure information and documentation provided by Business Lines
is correct and in good form
- Maintain high quality standard, high productivity, and produce
high quality KYC memosWhen applicable:
- Facilitate document collection during the KYC periodic
review:
- Collect documentation required based upon counterparty type and
products traded as well as approving adequacy of account
documentation and financial information received from
customers
- Help the front office navigating our organization/processes and
systems in order to bring in new business swiftly and accurately,
finding custom solutions to clients needsQuality Control (QC) and
validation of KYC files:
- For High / Med High clients, validates the KYC Memo to be
submitted to Compliance
- Document quality control steps and findings in QLL prior
validation of the review
- Act as case lead, being accountable for the KYC profile timely
completion end-to-end
- Coordinate with all stakeholders to ensure the timely
completion of the files and resolves any blocking points in their
respective scope
- Provide timely update to the Team Leads and also alerts on any
issues that may have been noted during the KYC review
- Reply to all post-completion aspects of a file such as error
remediations
- Escalate issues to the manager and to senior stakeholders when
required
- Bring his or her knowledge to the local studies and projects of
processes optimization and / or implementation of new products or
activities
- Contribute to the motivation and helps the team to achieve
operational objectives
- Provide guidance and assistance to the team in case of
difficulty
Profile RequiredTechnical Skills
- Ability to apply and challenge principles of risk-based KYC,
client risk assessment and the products used in a wholesale banking
and institutional broker dealer business
- Microsoft Office, Word, Excel, PowerPoint
- Internal systems and tools required to perform the relevant
responsibilitiesCompetencies:
- Strong communication skills (written and oral)
- Ability to partner locally and globally with Compliance, other
KYC departments in SG, and business lines
- Strong time management skills and the ability to work well
under pressure
- An inquisitive nature and ability to spot issues, and address
conflicts and escalate issues where appropriate
- Excellent problem-solving skills and ability to meet time
commitments
- Ability to work independently and use judgment to address all
issues and concerns are managed properly and timely
- Strong analytical skills and ability to convey results of
analysis in well written proposals
- Strong organization skillsQualifications:Experience Needed:
- A minimum of 6 years' experience in the Financial Services
industry in a KYC or AML capacity.Educational Requirements:
- Degree caliber candidate with expertise in business or
economics related subjectsDesired / Plus:
- ACAMSLanguages (Other than English):
- French, Spanish or Portuguese a plus
EnvironmentClient Centricity is one of GBS top objectives for its
2020 strategic plan. We need a holistic view of our interactions
with our clients in all business lines so that we can offer them a
coherent and consistent experience. With that goal in mind, CLD
(Client Lifecycle and Digital) was officially created in July 2019
to be the transverse cross-business client division of Global
Banking and Investor Solutions.
GBSU/CLD/KYC is the unique department within GBIS, responsible of
applying the GBIS KYC Policy, running KYC analysis and approval for
clients under CPLE supervision for all wholesale clients (except
Private Banking). In addition, the KYC department oversees Quality
and controls, norms, subject matter expertise and
remediations.
Keywords: Soci--t-- G--n--rale, New York , Senior KYC Analyst, Professions , New York, New York
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