Lead Analyst, Regulatory Oversight Management
Company: BNY Mellon
Location: New York
Posted on: August 7, 2022
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Job Description:
Overview Regulatory Oversight Management - IC1Resides in the
business and supports management in the day-to-day efforts related
to first line of defense regulatory oversight management with laws,
rules, regulations and related policies. Performs research and
analyzes relevant information and transactions that warrant further
investigation. Communicates with internal and external parties as
needed and makes recommendations on necessary procedural/control
changes on regulatory oversight management matters. This position
requires knowledge of the Financial Services Industry regulations,
compliance, operations or auditing. Strong oral and written
communication skills and the ability to implement compliance
policies and procedures.Verify practices against straightforward
policies, with moderate supervision.Document findings for
management reports .Gathers data and prepares materials for more
senior team members to counsel business personnel on first line of
defense compliance with policies.No direct reports.Contributes to
the achievement of team objectives. Works on projects of limited
size and levels of complexity. Bachelors degree or the equivalent
combination of education and experience is required.
Advanced/graduate degree preferred. 0-3 years of total work
experience preferred.. BNY Mellon is an Equal Employment
Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals with Disabilities/Protected
Veterans. Our ambition is to build the best global team - one that
is representative and inclusive of the diverse talent, clients and
communities we work with and serve - and to empower our team to do
their best work. We support wellbeing and a balanced life, and
offer a range of family-friendly, inclusive employment policies and
employee forums. Employer Description: For over 230 years, the
people of BNY Mellon have been at the forefront of finance,
expanding the financial markets while supporting investors
throughout the investment lifecycle. BNY Mellon can act as a single
point of contact for clients looking to create, trade, hold,
manage, service, distribute or restructure investments and
safeguards nearly one-fifth of the world's financial assets. BNY
Mellon remains one of the safest, most trusted and admired
companies. Every day our employees make their mark by helping
clients better manage and service their financial assets around the
world. Whether providing financial services for institutions,
corporations or individual investors, clients count on the people
of BNY Mellon across time zones and in 35 countries and more than
100 markets. It's the collective ambition, innovative thinking and
exceptionally focused client service paired with a commitment to
doing what is right that continues to set us apart. Make your mark:
bnymellon. EEO Statement: BNY Mellon is an Equal Employment
Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected
Veterans. Our ambition is to build the best global team - one that
is representative and inclusive of the diverse talent, clients and
communities we work with and serve - and to empower our team to do
their best work. We support wellbeing and a balanced life, and
offer a range of family-friendly, inclusive employment policies and
employee forums.
Keywords: BNY Mellon, New York , Lead Analyst, Regulatory Oversight Management, Professions , New York, New York
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