Compliance Consultant

Company: Pelham Berkeley Search
Location: New York
Posted on: March 20, 2023

Job Description:

We are hiring for a long term Compliance consultancy. This role is remote but could require the occasional meeting in NYC.In summary, you will:

• Conduct Google search, Orbis search, WorldCheck searh and collect all relevant information for alert investigation;
• Conduct alert analysis and ensure red flags are properly identified; negative news are dispositioned correctly; relevant analysis is accurate and sufficient; supporting documents are saved;
• Make recommendations based on investigation result and escalate alerts that warrant further investigation;
• Conduct quality control over alert investigation and recommendations;
• Conduct preliminary case investigation and draft case recommendations;
• Maintain and validation supporting documents from RFI inquiries;
• Draft quarterly MT202 Review Reports;
• Report results from monitoring activities, as well as relevant metrics;
• Participate in Compliance AML Alert Case Investigation Huddle Meeting;
• Participate in internal or external BSA/AML/OFAC related training;
• Maintain sufficient knowledge of BSA/AML regulations and red flags;
• Assist BSA/OFAC managers in in other compliance routine tasks. -

Keywords: Pelham Berkeley Search, New York , Compliance Consultant, Professions , New York, New York