Compliance Consultant
Company: Pelham Berkeley Search
Location: New York
Posted on: March 20, 2023
Job Description:
We are hiring for a long term Compliance consultancy. This role
is remote but could require the occasional meeting in NYC.In
summary, you will:
- Conduct Google search, Orbis search, WorldCheck searh and
collect all relevant information for alert investigation;
- Conduct alert analysis and ensure red flags are properly
identified; negative news are dispositioned correctly; relevant
analysis is accurate and sufficient; supporting documents are
saved;
- Make recommendations based on investigation result and escalate
alerts that warrant further investigation;
- Conduct quality control over alert investigation and
recommendations;
- Conduct preliminary case investigation and draft case
recommendations;
- Maintain and validation supporting documents from RFI
inquiries;
- Draft quarterly MT202 Review Reports;
- Report results from monitoring activities, as well as relevant
metrics;
- Participate in Compliance AML Alert Case Investigation Huddle
Meeting;
- Participate in internal or external BSA/AML/OFAC related
training;
- Maintain sufficient knowledge of BSA/AML regulations and red
flags;
- Assist BSA/OFAC managers in in other compliance routine tasks.
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Keywords: Pelham Berkeley Search, New York , Compliance Consultant, Professions , New York, New York
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