NewYorkRecruiter
the smart solution for New York jobs

Compliance Consultant 4 - Wholesale Lending Operations Compliance

Company: Wells Fargo
Location: New York
Posted on: May 19, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.

  • Provide compliance oversight to Commercial Capital Operations and the control executive team regarding applicable laws, rules, regulations, enterprise standards and compliance-related best practices
  • Assist in key enterprise and Wholesale compliance program elements with respect to Commercial Capital Operations, including compliance risk assessments, initiative management, establishment and implementation of policies and standards, delivery of compliance training and awareness, metrics and reporting
  • Establish processes to provide effective and timely implementation of regulatory change requirements applicable to Commercial Capital Operations and other groups within the Wholesale Chief Operating Office
  • Complete evaluations of new and existing major requirements and oversee annual compliance aggregated risk assessment
  • Manage and track compliance issues related to Commercial Capital Operations and other groups within the Wholesale Chief
  • Operating Office
  • Implement periodic metrics and reporting to track the state of compliance for the Head of WCOO Operations
  • Compliance, Head of Wholesale Bank Regulatory Compliance and Head of Wholesale Compliance
  • Foster an environment that supports strong communication and cooperation across the three lines of defense,
  • including business line leadership, Legal, Audit, Compliance and other corporate stakeholders to facilitate
  • transparency, balance and credible challenge
  • Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance
  • issues across business lines, legal entities, geographies, and jurisdictions; and escalate compliance issues to senior
  • Compliance management

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both
    • A BS/BA degree or higher

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Knowledge and understanding of regulatory compliance requirements surrounding business and consumer-lending or deposit laws and regulations
      • Ability to develop partnerships and collaborate with other business and functional areas
      • A Juris Doctor (JD) degree
      • A Master's degree or higher
      • An active Certified Regulatory Compliance Manager (CRCM) designation
      • Leadership experience

        Other Desired Qualifications
        • Experience with commercial/wholesale bank, regulatory agency, compliance, auditing or consulting
        • Knowledge of business operations and processes and systems controls across financial services
        • Experience in building/designing a control infrastructure through policies, procedures, training

          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, New York , Compliance Consultant 4 - Wholesale Lending Operations Compliance, Professions , New York, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Class A CDL Dedicated Double Endorsed Team Truck Drivers Needed! Off Weekends!
Description: Dedicated Double Endorsed Team Drivers Needed in Middletown, CT 7,500 Sign On Bonus br br Job Details: br br Pay is up to .70CPM br Must have Doubles
Company: Total Transportation of Mississippi, LLC
Location: Levittown
Posted on: 05/26/2019

Genesys Consultant
Description: Title Genesys Consultant No of opening 2 Location New Brunswick, NJ, United States Job Description VLink is looking for Genesys Consultant who has Hands on experience on interaction administration
Company: VLink Inc
Location: New Brunswick
Posted on: 05/26/2019

Online Automotive Consultant
Description: Our agents who are currently servicing this campaign love to provide service to this client because of the diverse duties involved. As an agent for this client, youll be providing chat support, email (more...)
Company: Mommy Jobs Online
Location: New Brunswick
Posted on: 05/26/2019


Diesel Technician / Mechanic II
Description: Post Date:05/01/19 Company:Penske Compensation: Contact: Job Type:Full Time Phone: Education:High School / GED Fax: Experience:2 - 5 years Mailing Address: Travel:Negligible Reference:NY2hgCgHOg Position (more...)
Company: Penske
Location: West Babylon
Posted on: 05/26/2019

Class A Owner Operators and Fleet Owners: Sign-On Bonus
Description: CLICK THE APPLY BUTTON BELOW OR CALL 844 897-2115 TODAY Travel throughout the United States and Canada. Higher revenue on lower miles. Welcome to Panther. Panther Premium Logistics is seeking experienced (more...)
Company: Panther Premium Logistics
Location: White Plains
Posted on: 05/26/2019

Benefit consultant (work at home)
Description: Nation's largest provider of discount healthcare programs is looking for Benefit Consultants. We have been
Company: ameri plan
Location: White Plains
Posted on: 05/26/2019

Online Automotive Consultant
Description: Our agents who are currently servicing this campaign love to provide service to this client because of the diverse duties involved. As an agent for this client, youll be providing chat support, email (more...)
Company: Mommy Jobs Online
Location: West Babylon
Posted on: 05/26/2019

Shasmi Beauty Skin Care Consultants - Work From Home
Description: We are seeking professional beauty skin care sales consultants to consult with customers on skin care products. The annual income potential ranges from 40,000.00 150,000.00 per year. You will have (more...)
Company: Mommy Jobs Online
Location: Hicksville
Posted on: 05/26/2019

Earn up to $19 an hour - Grubhub Delivery Driver!
Description: Grubhub, the nation's leading online and mobile food ordering company, is looking for delivery drivers to deliver food from popular local restaurants. It's quick and easy to EARN BIG Why Partner with (more...)
Company: Grubhub
Location: White Plains
Posted on: 05/26/2019

Get New Plumbing Work Today - Preview Leads In Your Area
Description: Over 25 million homeowners have trusted HomeAdvisor 1800Contractor to help them find quality professionals with the expertise to turn their home improvement
Company: HomeAdvisor
Location: Levittown
Posted on: 05/26/2019

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New York RSS job feeds