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CBE Quality Assurance and Compliance Analyst

Company: Yorkson Legal
Location: New York
Posted on: November 11, 2019

Job Description:

About the Job Financial Services Organization in midtown NYC is seeking a CBE Quality Assurance and Compliance Analyst. Reporting to the Assistant Vice President CBE Compliance, the incumbent will be responsible for performing the following functional tasks: - Conducts ongoing QA and monitoring of operational compliance including processes, procedures, and system controls. - Executes periodic risk-based audits and assessments of day-to-day operations to detect issues and errors. - Develops and administers a CBE compliance calendar and/or tracking system to ensure that critical tasks and updates are not missed. - Assists the CBE Compliance unit with implementing recommendations arising out of audits and/or assessments. - Advances the culture of compliance in the CBE business units - Contributes to the strategic thinking and direction of the CBE Compliance unit. EDUCATION And/or EXPERIENCE - BA/BS required; JD a plus. - Either legal/paralegal experience, or 5+ years of experience in pension (DB and/or DC) or benefit insurance compliance (life, health, and/or disability). Experience in one or more of the following is a plus: - Monitoring operational compliance, including ongoing quality assurance / quality control; - Assessing processes, procedures, and system controls; - Executing periodic risk-based audits and assessments (including independent compliance assessments) to detect issues and errors; - Documenting policies and procedures; and - Managing third-party vendor compliance. - Experience with church plans and/or the Episcopal Church a plus. Competitive Salary + Benefits. Please email resumes to **************** #IND123

Keywords: Yorkson Legal, New York , CBE Quality Assurance and Compliance Analyst, Professions , New York, New York

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